SEC Form 4 · accession 0001166003-17-000007
XPO, Inc. · XPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gena L Ashe
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166003
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 3, 2017 | A | 3,970 | A | — | — | Common Stock, par value $0.001 per share | 3,970 | 3,970 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
- F2The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.