SEC Form 4 · accession 0001601790-18-000002
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Kramer Gerron
Officer — General Counsel & CCO
Period of report
Jan 12, 2018
Accepted (ET)
Jan 17, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Jan 12, 2018 | S | 1,513 | $68.339 | D | 28,131 | D | |
| common stockF1,F3 | Jan 16, 2018 | S | 500 | $68.628 | D | 27,631 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017.
- F2Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $68.00 to $68.64 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- F3Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $68.19 to $69.00 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.