SEC Form 4 · accession 0001601790-18-000001
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Kramer Gerron
Officer — General Counsel & CCO
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Jan 2, 2018 | S | 1,000 | $66.3234 | D | 31,631 | D | |
| common stockF1,F3 | Jan 3, 2018 | S | 634 | $67.0245 | D | 30,997 | D | |
| common stockF1,F4 | Jan 4, 2018 | S | 1,353 | $67.4618 | D | 29,644 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017.
- F2Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $66.00 to $66.53 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- F3Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $67.00 to $67.155 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- F4Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $67.05 to $67.98 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.