SEC Form 4 · accession 0001214659-18-006076
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian O Casey
Officer — President & CEO · Director
Period of report
Sep 18, 2018
Accepted (ET)
Sep 18, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Sep 18, 2018 | J | 700 | $0.00 | D | 0 | I | As UTMA custodian for daughter |
| common stock | holding | — | — | — | 337,137 | D | ||
| common stock | holding | — | — | — | 700 | I | As UTMA custodian for son | |
| common stock | holding | — | — | — | 700 | I | As UTMA custodian for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person no longer custodian of UTMA account for daughter; daughter for whom account was held reached age of majority on September 18, 2018.