SEC Form 4/A · accession 0001214659-18-003038
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Susan M Byrne
Director · Other
Period of report
Apr 3, 2012
Accepted (ET)
Apr 26, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F3,F4 | Apr 3, 2012 | S | 1,440 | $38.8611 | D | 43,120 | I | By spouse |
| common stockF2,F3 | Jun 21, 2012 | S | 273 | $37.00 | D | 37,759 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original Form 4 for this transaction was filed on April 5, 2012.
- F2The original Form 4 for this transaction was filed on June 22, 2012.
- F3The sales reported on this Form 4/A were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on March 9, 2012. The transactions are being amended to correct inaccurate data previously given to the reporting person by the executing broker.
- F4Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $38.75 to $39.00 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.