SEC Form 4 · accession 0001214659-17-005747
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M Byrne
Director · Other
Period of report
Sep 25, 2017
Accepted (ET)
Sep 27, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Sep 25, 2017 | S | 100 | $64.00 | D | 265,593 | D | |
| common stockF1,F2 | Sep 26, 2017 | S | 7,265 | $64.0064 | D | 258,328 | D | |
| common stockF1,F3 | Sep 27, 2017 | S | 7,635 | $64.0072 | D | 250,693 | D | |
| common stock | holding | — | — | — | 76 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and her spouse on June 7, 2017.
- F2Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $64.00 to $64.1450 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- F3Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $64.00 to $64.0800 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.