SEC Form 4 · accession 0001214659-17-005692
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M Byrne
Director · Other
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Sep 18, 2017 | S | 6,141 | $62.0937 | D | 269,552 | D | |
| common stockF1,F3 | Sep 19, 2017 | S | 2,301 | $62.0122 | D | 267,251 | D | |
| common stockF1,F4 | Sep 20, 2017 | S | 1,558 | $62.0135 | D | 265,693 | D | |
| common stock | holding | — | — | — | 76 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and her spouse on June 7, 2017.
- F2Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $62.00 to $62.27 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- F3Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $62.00 to $62.12 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- F4Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $62.00 to $62.16 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.