SEC Form 4 · accession 0001214659-17-001886
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian O Casey
Officer — President & CEO · Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Mar 10, 2017 | A | 70,766 | $0.00 | A | 323,175 | D | |
| common stockF1 | Mar 10, 2017 | F | 12,344 | $54.77 | D | 310,831 | D | |
| common stock | holding | — | — | — | 700 | I | As UTMA custodian for daughter | |
| common stock | holding | — | — | — | 700 | I | As UTMA custodian for son | |
| common stock | holding | — | — | — | 700 | I | As UTMA custodian for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F112,344 shares were withheld by the Company to satisfy a portion of Mr. Casey's tax withholding obligation upon the vesting of restricted stock.