SEC Form 4 · accession 0001214659-17-001466
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall L. Root
Officer — Pres., Westwood Trust Dallas
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Feb 23, 2017 | F | 1,307 | $61.63 | D | 34,010 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,307 shares were withheld by the Company to satisfy a portion of Mr. Root's tax withholding obligation upon the vesting of restricted stock.