SEC Form 4 · accession 0001214659-16-014845
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall L. Root
Officer — Pres., Westwood Trust Dallas
Period of report
Nov 18, 2016
Accepted (ET)
Nov 18, 2016 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Nov 18, 2016 | S | 2,000 | $60.0128 | D | 35,317 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $60.00 to $60.06 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.