SEC Form 4 · accession 0001214659-16-014168
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tiffany B. Kice
Officer — Chief Financial Officer
Period of report
Oct 21, 2016
Accepted (ET)
Oct 21, 2016 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 21, 2016 | F | 175 | $50.26 | D | 10,005 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1175 shares were withheld by the Company to satisfy a portion of Ms. Kice's tax withholding obligation upon the vesting of restricted stock.