SEC Form 4 · accession 0001214659-16-009919
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall L. Root
Officer — Pres., Westwood Trust Dallas
Period of report
Feb 23, 2016
Accepted (ET)
Feb 29, 2016 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Feb 23, 2016 | F | 1,407 | $47.52 | D | 32,053 | D | |
| common stock | Feb 23, 2016 | A | 5,264 | $0.00 | A | 37,317 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,407 shares were withheld by the Company to satisfy a portion of Mr. Root's tax withholding obligation upon the vesting of restricted stock.