SEC Form 4 · accession 0001214659-15-001683
WESTWOOD HOLDINGS GROUP INC · WHG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall L. Root
Officer — Pres., Westwood Trust Dallas
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001165002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Feb 23, 2015 | F | 1,547 | $61.82 | D | 36,466 | D | |
| common stock | Feb 23, 2015 | A | 4,044 | $0.00 | A | 40,510 | D | |
| common stockF2 | Feb 25, 2015 | S | 7,000 | $61.4953 | D | 33,510 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,547 shares were withheld by the Company to satisfy a portion of Mr. Root's tax withholding obligation upon the vesting of restricted stock.
- F2Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $61.16 to $61.855 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.