SEC Form 4 · accession 0001225208-19-003658
Enpro Inc. · NPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon D. Rickers
Officer — SVP, HR
Period of report
Feb 23, 2019
Accepted (ET)
Feb 26, 2019 · 1:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2019 | M | 357 | $0.00 | A | 6,898 | D | |
| Common StockF1 | Feb 23, 2019 | M | 58 | $0.00 | A | 6,956 | D | |
| Common Stock | Feb 23, 2019 | F | 125 | $70.00 | D | 6,831 | D | |
| Common Stock | holding | — | — | — | 2,415 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 23, 2019 | M | 357 | D | Feb 23, 2019 | — | Common Stock | 357 | 0 | D |
| Restricted Stock Units (MSPP)F1,F3 | — | Feb 23, 2019 | M | 58 | D | — | — | Common Stock | 58 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant.
- F3The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.