SEC Form 4 · accession 0001225208-19-000273
Enpro Inc. · NPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon D. Rickers
Officer — SVP, HR
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 1:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2019 | M | 77 | $0.00 | A | 6,292 | D | |
| Common StockF2 | Jan 1, 2019 | F | 5 | $60.10 | D | 6,287 | D | |
| Common StockF1 | Jan 1, 2019 | D | 77 | $60.10 | D | 6,210 | D | |
| Common Stock | holding | — | — | — | 2,393 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock (MSPP)F1 | — | Jan 1, 2019 | M | 77 | D | Jan 1, 2019 | Jan 1, 2019 | Common Stock | 77 | 0 | D |
Explanation of responses
- F1The reported transaction is a cash settlement of Phantom Stock (MSPP) awarded under the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.
- F2Shares surrendered to Issuer to cover the tax liability in connection with the distribution of Restricted Stock Units (MSPP) awarded under the EnPro Industries, Inc. Amended and Restated 2002 Equity Compensation Plan with respect to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.