SEC Form 4 · accession 0001225208-17-003347
Enpro Inc. · NPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Sweeney
Officer — division president
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164863
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock (MSPP)F1 | — | Feb 13, 2017 | A | 396 | A | Jan 1, 2022 | Jan 1, 2022 | Common Stock | 396 | 396 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 13, 2017 | A | 1,085 | A | Feb 13, 2020 | — | Common Stock | 1,085 | 1,085 | D |
| Restricted Stock Units (MSPP)F2,F4 | — | Feb 13, 2017 | A | 99 | A | — | — | Common Stock | 99 | 157 | D |
Explanation of responses
- F1Each Phantom Stock (MSPP) is the economic equivalent of one share of common stock. The Phantom Stock (MSPP) become payable, in cash, at the earlier of January 1, 2022 or the date of the reporting person's separation of service as an employee.
- F2Restricted stock units awarded under the Amended and Restated 2002 Equity Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of NPO common stock and cash payment equal to dividends paid on a share of common stock since the date of grant.
- F3The restricted stock units will vest on the third anniversary of the grant date.
- F4The restricted stock units will vest on the third anniversary of the grant date and delivery of shares under vested restricted stock units will be deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.