SEC Form 4 · accession 0001225208-17-002545
Enpro Inc. · NPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Sweeney
Officer — division president
Period of report
Feb 5, 2017
Accepted (ET)
Feb 7, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2017 | M | 2,682 | $0.00 | A | 3,604 | D | |
| Common StockF1 | Feb 5, 2017 | M | 11 | $0.00 | A | 3,615 | D | |
| Common Stock | Feb 5, 2017 | F | 802 | $67.59 | D | 2,813 | D | |
| Common Stock | holding | — | — | — | 657 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 2,005 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 5, 2017 | M | 2,682 | D | Feb 5, 2017 | — | Common Stock | 2,682 | 0 | D |
| Restricted Stock Units (MSPP)F1,F3 | — | Feb 5, 2017 | M | 11 | D | — | — | Common Stock | 11 | 58 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2The restricted stock units were awarded on February 5, 2014 and vested three years from the date of grant.
- F3The restricted stock units were awarded on February 5, 2014 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.