SEC Form 4 · accession 0001164727-19-000030
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Randall Engel
Officer — EVP, Strategic Development
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1,F2 | Feb 22, 2019 | S | 17,100 | $37.1356 | D | 236,847 | D | |
| Common Stock, $1.60 par value | Feb 22, 2019 | A | 132,352 | $0.00 | A | 369,199 | D | |
| Common Stock, $1.60 par valueF3 | Feb 22, 2019 | F | 58,237 | $36.73 | D | 310,962 | D | |
| Common Stock, $1.60 par valueF4 | Feb 22, 2019 | F | 3,727 | $36.73 | D | 307,235 | D | |
| Common Stock, $1.60 par value | Feb 25, 2019 | A | 18,070 | $0.00 | A | 325,305 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $37.01 to $37.22. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of 132,352 stock-settled restricted stock units.
- F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,473 stock-settled restricted stock units.