SEC Form 5 · accession 0001164727-19-000020
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Randall Engel
Officer — EVP, Strategic Development
Period of report
Dec 31, 2018
Accepted (ET)
Feb 5, 2019 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par value | Dec 28, 2018 | J | 54,579 | $0.00 | D | 253,947 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the date of the reporting person's last ownership report on Form 4, 54,579 shares of the issuer's common stock, which were previously reported as directly beneficially owned by Mr. Engel, were transferred in an exempt transaction in accordance with an order entered under Colorado Revised Statute Title 14, Article 10.