SEC Form 4 · accession 0001164727-19-000004
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine J Dorward-King
Officer — EVP, S&ER
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1 | Dec 31, 2018 | F | 139 | $34.42 | D | 96,692 | D | |
| Common Stock, $1.60 par valueF2 | Jan 2, 2019 | S | 3,000 | $34.43 | D | 93,692 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to the lapsing of restrictions on retirement eligible shares to cover the required withholding for FICA taxes. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with such change in ownership.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.