SEC Form 4 · accession 0001164727-18-000033
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Gottesfeld
Officer — EVP and General Counsel
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commont Stock, $1.60 par value | Feb 26, 2018 | A | 12,689 | $0.00 | A | 153,796 | D | |
| Common Stock, $1.60 par value | Feb 26, 2018 | A | 89,374 | $0.00 | A | 243,170 | D | |
| Common Stock, $1.60 par valueF1 | Feb 26, 2018 | F | 39,307 | $39.01 | D | 203,863 | D | |
| Common Stock, $1.60 par valueF2 | Feb 26, 2018 | F | 2,582 | $39.01 | D | 201,281 | D | |
| Common Stock, $1.60 par valueF3 | holding | — | — | — | 1,581 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 89,374 stock-settled restricted stock units.
- F2Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,870 stock-settled restricted stock units.
- F3The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of January 31, 2018, the reporting person held 1,581 shares or 5,817 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.