SEC Form 4 · accession 0001164727-18-000008
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Randall Engel
Officer — EVP, Strategic Development
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1 | Feb 1, 2018 | S | 5,700 | $40.23 | D | 239,700 | D | |
| Common Stock, $1.60 par valueF2 | holding | — | — | — | 4,067 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F2The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of January 31, 2018, the reporting person held 4,067 shares or 14,964 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.