SEC Form 4 · accession 0001164727-17-000120
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Gottesfeld
Officer — EVP and General Counsel
Period of report
Dec 21, 2017
Accepted (ET)
Dec 21, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1 | Dec 21, 2017 | G | 2,000 | $0.00 | D | 143,893 | D | |
| Common Stock, $1.60 par valueF2 | holding | — | — | — | 1,583 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported involved a gift by the reporting person of 2,000 shares of common stock to a charitable donor advised fund.
- F2The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of November 30, 2017, the reporting person held 1,583 shares or 5,817 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.