SEC Form 4 · accession 0001164727-17-000053
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kitlen
Officer — VP, Controller & CAO
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1 | Apr 25, 2017 | F | 879 | $32.89 | D | 27,193 | D | |
| Common Stock, $1.60 par valueF2 | Apr 26, 2017 | G | 50 | $0.00 | D | 27,143 | D | |
| Common Stock, $1.60 par vauleF2 | Apr 26, 2017 | G | 50 | $0.00 | A | 150 | I | By Daughter in a Uniform Transfer to Minor Account |
| Common Stock, $1.60 par valueF3 | holding | — | — | — | 618 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,886 stock-settled restricted stock units.
- F2This transaction involved a gift of securities by the reporting person to his daughter, who shares the reporting person's household.
- F3The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of March 31, 2017, the reporting person held 618 shares or 2,267 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.