SEC Form 4 · accession 0001164727-17-000046
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Carrabba
Director
Period of report
Apr 21, 2017
Accepted (ET)
Apr 24, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par value | Apr 21, 2017 | A | 4,710 | $0.00 | A | 39,596 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.