SEC Form 4 · accession 0001164727-17-000040
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary J Goldberg
Officer — President and CEO · Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 4, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1 | Apr 3, 2017 | S | 1,000 | $33.05 | D | 152,114 | I | By Gary J and Beth A Goldberg Revocable Trust |
| Common Stock, $1.60 par valueF2 | holding | — | — | — | 520 | I | By 401(k) Plan | |
| Common Stock, $1.60 par value | holding | — | — | — | 334,730 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016.
- F2The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of March 31, 2017, the reporting person held 520 shares or 1,908 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.