SEC Form 4 · accession 0001164727-17-000034
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Gottesfeld
Officer — EVP and General Counsel
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par value | Feb 27, 2017 | A | 64,134 | $0.00 | A | 178,600 | D | |
| Common Stock, $1.60 par valueF1 | Feb 27, 2017 | F | 29,874 | $35.01 | D | 148,726 | D | |
| Common Stock, $1.60 par value | Feb 27, 2017 | A | 17,167 | $0.00 | A | 165,893 | D | |
| Common Stock, $1.60 par valueF2 | holding | — | — | — | 1,585 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to vesting of 64,134 stock-settled restricted stock units.
- F2The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of February 28, 2017, the reporting person held 1,585 shares or 5,817 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.