SEC Form 4 · accession 0001164727-17-000017
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kitlen
Officer — VP, Controller & CAO
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1 | Feb 22, 2017 | F | 1,195 | $36.12 | D | 18,373 | D | |
| Common Stock, $1.60 par vaule | holding | — | — | — | 100 | I | By Daughter in a Uniform Transfer to Minor Account | |
| Common Stock, $1.60 par valueF2 | holding | — | — | — | 616 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,333 stock-settled restricted stock units.
- F2The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of January 31, 2017, the reporting person held 616 shares or 2,267 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.