SEC Form 4 · accession 0001164727-16-000130
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Brlas
Officer — EVP & CFO
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1 | Sep 9, 2016 | F | 4,334 | $40.22 | D | 107,486 | D | |
| Common Stock, $1.60 par value | Sep 9, 2016 | A | 64,119 | $0.00 | A | 171,605 | D | |
| Common Stock, $1.60 par valueF2 | Sep 9, 2016 | F | 29,867 | $40.22 | D | 141,738 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 9,304 stock-settled restricted stock units.
- F2Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,119 stock-settled restricted stock units.