SEC Form 4 · accession 0001164727-15-000025
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Gottesfeld
Officer — EVP and Gen. Counsel
Period of report
Feb 27, 2015
Accepted (ET)
Mar 4, 2015 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1 | Feb 27, 2015 | A | 4,152 | $0.00 | A | 72,897 | D | |
| Common Stock, $1.60 par value | Mar 2, 2015 | A | 4,165 | $0.00 | A | 77,062 | D | |
| Common Stock, $1.60 par valueF2 | Mar 2, 2015 | S | 1,354 | $25.75 | D | 75,708 | D | |
| Common Stock, $1.60 par valueF2 | Mar 2, 2015 | S | 503 | $25.741 | D | 75,205 | D | |
| Common Stock, $1.60 par valueF3 | holding | — | — | — | 1,586 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The acquisitions of shares noted on this Form 4 represent employee PSU grants pursuant to the Issuer's compensation plans. Due to administrative error, the February 27, 2015 grant was inadvertantly omitted from the Form 4 filed on March 2, 2015 reporting the disposition of 1,367 shares solely to cover taxes related to such grant. Accordingly, the amount of total securities owned by the Reporting Person is updated on this Form 4.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- F3The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of February 28, 2015, the reporting person held 1,586 shares or 5,817 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.