SEC Form 4 · accession 0001164727-15-000015
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary J Goldberg
Officer — President and CEO · Director
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par valueF1 | Feb 26, 2015 | F | 4,529 | $26.335 | D | 197,792 | D | |
| Common Stock, $1.60 par valueF2 | Feb 27, 2015 | F | 3,123 | $26.48 | D | 194,669 | D | |
| Common Stock, $1.60 par value | holding | — | — | — | 10,000 | I | By Gary J and Beth A Goldberg Revocable Trust | |
| Common Stock, $1.60 par valueF3 | holding | — | — | — | 520 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares reacquired to satisfy tax withholding obligations in connection with the shares of common stock issued to the reporting person on February 26, 2015.
- F2Represents shares reacquired to satisfy tax withholding obligations in connection with the shares of common stock issued to the reporting person on February 27, 2015.
- F3The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of February 28, 2015, the reporting person held 520 shares or 1,908 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.