SEC Form 4 · accession 0001164727-15-000004
NEWMONT Corp /DE/ · NEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Randall Engel
Officer — EVP, Strategic Development
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 par value | Feb 24, 2015 | A | 24,098 | $0.00 | A | 110,155 | D | |
| Common Stock, $1.60 par value | Feb 24, 2015 | A | 23,015 | $0.00 | A | 133,170 | D | |
| Common Stock, $1.60 par valueF1,F2 | Feb 24, 2015 | S | 2,447 | $25.9236 | D | 130,723 | D | |
| Common Stock, $1.60 par valueF3 | holding | — | — | — | 4,087 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- F2This transaction was executed in multiple trades at prices of $25.89 to $25.99. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F3The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of January 31, 2015, the reporting person held 4,087 shares or 14,964 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.