SEC Form 4 · accession 0001213900-15-002078
Green Energy Management Services Holdings, Inc. · GRMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P. Ulfers
Other
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001164552
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2015 | J | 911,667 | — | D | 88,333 | D | |
| Common StockF1,F2,F3,F4 | Mar 23, 2015 | J | 2,333,333 | — | D | 2,852,646 | I | By MCA |
| Common StockF3,F4 | holding | — | — | — | 200,000 | I | By RPU |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 23, 2015, the Reporting Person and Mountain Construction Advisors, LLC ("MCA") sold an aggregate of 3,245,000 shares of the Issuer's common stock, $0.0001 par value per share (the "Common Stock"), to a certain unaffiliated 3rd party in a previously negotiated private transaction for consideration of $9,500. Also see Footnote No. 4 for additional information.
- F2MCA owns the reported securities directly. Also see Footnotes Nos. 3 and 4 for additional information
- F3Represents securities which RPU owns directly. RPU Services LLC ("RPU") is the sole member of MCA and has the voting and dispositive power over the shares of Common Stock owned by MCA. Accordingly, RPU may be deemed to have an indirect beneficial ownership interest in the securities reported by MCA. Also see Footnote No. 4 for additional information.
- F4The Reporting Person is the sole member of RPU and has the sole voting and dispositive power over the securities reported herein by RPU. Accordingly, the Reporting Person may be deemed to have an indirect beneficial ownership interest in the securities reported by RPU and MCA. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Also, see Schedule 13D, Amendment No. 1, filed by the Reporting Person with the United States Securities and Exchange Commission on or about May 5, 2011.