SEC Form 4 · accession 0002124082-26-000005
SOUTH PLAINS FINANCIAL, INC. · SPFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D. Stein
Director
Period of report
Jul 28, 2026
Accepted (ET)
Jul 30, 2026 · 3:31 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001163668
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2026 | S | 70,000 | $44.36 | D | 272,872 | D | |
| Common StockF2 | Jul 28, 2026 | S | 30,000 | $44.97 | D | 242,872 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $44.05 to $44.92 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $44.72 to $45.19 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.