SEC Form 4 · accession 0001291668-15-000001
NEW PEOPLES BANKSHARES INC · NWPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold L Keene
Director · 10% Owner
Period of report
Nov 12, 2015
Accepted (ET)
Nov 12, 2015 · 11:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | M | 225,000 | $1.75 | A | 3,415,616 | D | |
| Common Stock | holding | — | — | — | 975,000 | I | By H.L. Keene, LLC | |
| Common Stock | holding | — | — | — | 500 | I | By The Harold Lynn Keene Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $1.75 | Nov 12, 2015 | M | 225,000 | D | Dec 20, 2012 | Dec 20, 2017 | Common Stock | 225,000 | 0 | D |