SEC Form 4 · accession 0001291662-15-000001
NEW PEOPLES BANKSHARES INC · NWPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Scott White
Director · 10% Owner
Period of report
Oct 22, 2015
Accepted (ET)
Oct 23, 2015 · 1:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 22, 2015 | M | 206,990 | $1.75 | A | 1,756,843 | D | |
| Common Stock | Oct 22, 2015 | M | 19,160 | $1.75 | A | 172,160 | I | By Spouse |
| Common Stock | Oct 22, 2015 | M | 1,056 | $1.75 | A | 9,056 | I | As Trustee for Child |
| Common Stock | holding | — | — | — | 2,061,666 | I | By SBTB, L.P. | |
| Common Stock | holding | — | — | — | 874,842 | I | By Sky Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $1.75 | Oct 22, 2015 | M | 206,990 | D | Dec 20, 2012 | Dec 20, 2017 | Common Stock | 206,990 | 26,646 | D |
| Common Stock Warrant | $1.75 | Oct 22, 2015 | M | 19,160 | D | Dec 20, 2012 | Dec 20, 2017 | Common Stock | 19,160 | 0 | I |
| Common Stock Warrant | $1.75 | Oct 22, 2015 | M | 1,056 | D | Dec 20, 2012 | Dec 20, 2017 | Common Stock | 1,056 | 0 | I |