SEC Form 4 · accession 0001290919-16-000001
NEW PEOPLES BANKSHARES INC · NWPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Cox
Director
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 11:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2016 | P | 4,290 | $1.50 | A | 310,268 | D | |
| Common Stock | holding | — | — | — | 51,193 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $1.75 | holding | — | — | — | Dec 20, 2012 | Dec 20, 2017 | Common Stock | 10,406 | 10,406 | D |
| Common Stock Warrant | $1.75 | holding | — | — | — | Dec 20, 2012 | Dec 20, 2017 | Common Stock | 7,721 | 7,721 | I |