SEC Form 4 · accession 0001364046-15-000006
NORTHRIM BANCORP INC · NRIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Beedle
Officer — President & CEO · Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | J | 109 | $23.83 | A | 1,032 | I | By 401 (K) |
| Common Stock | Nov 18, 2015 | A | 1,715 | $28.76 | A | 34,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nso Employee Stock Option (Right to Buy)F2 | $28.76 | Nov 18, 2015 | A | 7,035 | A | Nov 18, 2016 | Nov 18, 2025 | Common Stock | 7,035 | 7,035 | D |
Explanation of responses
- F1As adjusted for dividends. Acquisition represents investment of employer year-end 2014 contribution under the Plan.
- F2One-third of the total amount of such options granted shall vest (ie. become exercisable) each year beginning with this date.