SEC Form 4 · accession 0001197405-18-000002
NORTHRIM BANCORP INC · NRIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Swalling
Director
Period of report
Dec 18, 2017
Accepted (ET)
Feb 13, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2017 | J | 4,520 | $0.00 | A | 4,520 | I | By Estate |
| Common Stock | holding | — | — | — | 4,301 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 18, 2017, the reporting person was appointed the co-personal representative of the estate of Mary Segelhorst (the "Estate") and consequently acquired beneficial ownership of all of the shares of Northrim BanCorp, Inc. common stock (the "Common Stock") held by the Estate on such date.
- F2The reporting person is co-personal representative of the Estate. The reporting person disclaims beneficial ownership of the shares of the Common Stock held by the Estate except to the extent of his pecuniary interest therein.