SEC Form 4 · accession 0001209191-17-044608
Allied World Assurance Co Holdings, AG · AWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stiles Barbara Alexander
Director
Period of report
Jul 6, 2017
Accepted (ET)
Jul 10, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 9, 2017 | G | 2,189 | $0.00 | D | 6,000 | D | |
| Common SharesF1 | Mar 9, 2017 | G | 2,189 | $0.00 | A | 19,547 | I | By trust |
| Common SharesF3 | Jul 6, 2017 | U | 6,000 | — | D | 0 | D | |
| Common SharesF3 | Jul 6, 2017 | U | 19,547 | — | D | 0 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the reporting person as co-trustee for the Stiles Family Trust dated November 20, 2007.
- F2Disposed of in an exchange offer by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer.
- F3Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock of Fairfax.