SEC Form 4 · accession 0001209191-17-016717
Allied World Assurance Co Holdings, AG · AWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julian James
Officer — President, Global Markets
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 28, 2017 | A | 3,065 | $0.00 | A | 5,393 | D | |
| Common SharesF2 | Feb 28, 2017 | F | 1,441 | $52.82 | D | 3,952 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the Company's common shares that were earned pursuant to a 2014 performance-based award for no monetary consideration and which vested at 46% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's 2012 Omnibus Incentive Compensation Plan.
- F2Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of performance-based awards.