SEC Form 4 · accession 0001209191-17-014321

Allied World Assurance Co Holdings, AG · AWH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Global Markets

Period of report

Feb 22, 2017

Accepted (ET)

Feb 24, 2017 · 4:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001163348

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares^F1	Feb 22, 2017	M	1,092	$0.00	A	2,957	D
Common Shares^F2	Feb 22, 2017	D	218	$53.3769	D	2,739	D
Common Shares^F3	Feb 22, 2017	F	411	$53.12	D	2,328	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F5,F4	—	Feb 22, 2017	M	1,092	D	—	—	Common Shares	1,092	37,074	D

F1On February 22, 2016, the reporting person was granted 4,371 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,497 common shares and (ii) cash equal to the market value of 874 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
F2The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 22, 2017.
F3Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
F4The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017.
F5Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.