SEC Form 5 · accession 0001209191-17-010781
Allied World Assurance Co Holdings, AG · AWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley D Dupont
Officer — EVP & General Counsel
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 21, 2016 | G | 3,625 | $0.00 | D | 210,287 | D | |
| Common SharesF2 | Dec 28, 2016 | G | 9,260 | $0.00 | D | 201,027 | D | |
| Common SharesF2 | Dec 28, 2016 | G | 9,260 | $0.00 | A | 9,260 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 629 common shares acquired on June 30, 2016 and 48 common shares acquired on December 31, 2016 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan.
- F2Represents 9,260 shares gifted to a charitable trust.