SEC Form 4 · accession 0001209191-16-102111
Allied World Assurance Co Holdings, AG · AWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent W Ziegler
Officer — SVP, Finance & CAO
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163348
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2 | — | Feb 22, 2016 | A | 2,661 | A | — | — | Common Shares | 2,661 | 9,265 | D |
Explanation of responses
- F1Grant of Restricted Stock Units for no monetary consideration. Restricted Stock Units convert into (i) 2,129 common shares of the Company and (ii) cash equal to the market value of 532 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- F2The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017.
- F3Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.