SEC Form 4 · accession 0001209191-15-029901
Allied World Assurance Co Holdings, AG · AWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Justin McElroy
Officer — COO
Period of report
Mar 25, 2015
Accepted (ET)
Mar 27, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 25, 2015 | M | 9,999 | $11.67 | A | 20,455 | D | |
| Common SharesF2 | Mar 25, 2015 | S | 9,999 | $40.9569 | D | 10,456 | D | |
| Common SharesF3 | holding | — | — | — | 76,917 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F4 | $11.67 | Mar 25, 2015 | M | 9,999 | D | Jun 8, 2006 | Jun 8, 2015 | Common Shares | 9,999 | 0 | D |
Explanation of responses
- F1The exercise of Employee Stock Options and sale of Common Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 17, 2015. The options exercised and sold were due to expire on June 8, 2015.
- F2Represents a weighted average sale price: the sales prices range from $40.84 to $41.14. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer.
- F3Represents shares held by a revocable trust for the benefit of the reporting person's children.
- F4These securities vested in four equal annual installments with the first installment vesting on the date shown.