SEC Form 4 · accession 0001209191-15-020321
Allied World Assurance Co Holdings, AG · AWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall J Grossack
Officer — EVP, Chief Actuary
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 26, 2015 | M | 9,999 | $9.44 | A | 222,439 | D | |
| Common SharesF2 | Feb 26, 2015 | S | 9,999 | $40.6779 | D | 212,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $9.44 | Feb 26, 2015 | M | 9,999 | D | Jan 3, 2007 | Jan 3, 2016 | Common Shares | 9,999 | 0 | D |
Explanation of responses
- F1The Employee Stock Options exercised and sold were due to expire on January 3, 2016.
- F2Represents a weighted average sale price: the sales prices range from $40.46 to $40.78. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer.
- F3These securities vested in four equal annual installments with the first installment vesting on the date shown.