SEC Form 4 · accession 0001209191-15-019786

Allied World Assurance Co Holdings, AG · AWH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Finance & CAO

Period of report

Feb 25, 2015

Accepted (ET)

Feb 27, 2015 · 5:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001163348

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Feb 25, 2015	M	855	$0.00	A	1,207	D
Common Shares^F2	Feb 25, 2015	D	855	$40.4554	D	352	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F4,F3	—	Feb 25, 2015	M	855	D	—	—	Common Shares	855	8,727	D

F1On February 25, 2013, the reporting person was granted 3,423 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 3,423 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. These Restricted Stock Units were previously reported as a grant of 1,141 Restricted Stock Units that convert into cash equal to the market value of 1,141 common shares. The amount has been adjusted to reflect the issuer's 3-for-1 stock split paid on May 23, 2014.
F2The fair market value was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 25, 2015.
F3The Restricted Stock Units vest in four equal installments with the first installment vesting on February 25, 2014.
F4Represents all Restricted Stock Units held by the reporting person that vest in whole or in part in cash.