SEC Form 4 · accession 0001209191-15-016321
Allied World Assurance Co Holdings, AG · AWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick de Saint-Aignan
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 17, 2015 | A | 2,311 | $0.00 | A | 27,460 | D | |
| Common SharesF3 | Feb 18, 2015 | F | 444 | $40.65 | D | 27,016 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units for no monetary consideration. Restricted Stock Units convert into common shares upon the vesting of such units on a one-for-one basis.
- F2Reflects the issuer's 3-for-1 stock split paid on May 23, 2014.
- F3Exclusively represents shares withheld by the Company with respect to the payment of Swiss withholding tax liability incurred upon the vesting of Restricted Stock Units.