SEC Form 4 · accession 0001209191-19-011267
CONOCOPHILLIPS · COP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine A. Brooks
Officer — VP & Controller
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163165
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF1,F2,F3 | — | Feb 14, 2019 | A | 2,829 | A | — | — | Common Stock | 2,829 | 2,829 | D |
Explanation of responses
- F1The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
- F2The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.
- F3The stock units do not have an expiration date.