SEC Form 4 · accession 0001209191-18-025243
CONOCOPHILLIPS · COP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody Freeman
Director
Period of report
Apr 16, 2018
Accepted (ET)
Apr 17, 2018 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 16, 2018 | M | 3,716 | — | A | 3,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF2,F1,F3 | — | Apr 16, 2018 | M | 3,716 | D | — | — | Common Stock | 3,716 | 21,470 | D |
Explanation of responses
- F1The stock units convert to ConocoPhillips common stock on a 1-for-1 basis along with a cash payment for any remaining fractional share amount.
- F2Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
- F3The reporting person has elected to receive payment as a lump sum three months from initial grant date.